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Job Opening details:-
Company Name :-
Position Name :- Officer – Audit Department

Company Location :-
Mumbai, Maharashtra
Job Category :-
Jobs in Pune

Full Job Description :-
Position Location Qualification Age Limit

Officer – Audit Department Mumbai MBA / CA / CS/ ICWA / M.Com up to 30 years

Qualification & Experience :

MBA/CA/CS/ICWA/M.Com or First Class B. Com. Graduates.
Minimum 1-3 years’ experience in capital market preferably in Depository related operations, Stock Exchanges, Broking Firms or in compliance departments of other financial institutions.
Job Description :
Conducting Audit of the Depository Participant for ensuring timely compliance with guidelines laid down by Depositories, SEBI, and other Regulatory Institutions.
Ensure compliance with established internal control procedures by examining records, reports, operating processes, and documentation.
Reporting audit findings by preparing a report; discussing findings and ensuring timely compliance
Stay well updated with latest regulatory requirements and contribute in developments required to be made in the Depository system.

Formulating SOP on actions by depository on regulatory circulars.
High level of integrity and honesty is desired
Good analytical and statistical skills.
Good verbal and written Communication skills.
Proficiency in Word, Excel, Outlook, and PowerPoint
Please email your resume, mentioning the position applied for in the subject column at : [email protected]

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