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Job Opening details:-
Company Name :- iFAST Financial India
Position Name :- Compliance Executive
Company Location :- Mumbai, Maharashtra
Job Category :- Jobs in Pune
Full Job Description :-
Mumbai | 1 to 3 years of experience
Preparation & timely submission of various forms, reports and other documents to Exchanges/Depositories
Assisting in ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time
Assisting in handling Investor Grievances as per regulatory guidelines
Assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
Reviewing & updating company forms and internal documents in line with applicable stock broking / DP guidelines
Liaising with Exchanges, Depositories for routine matters
Any other compliance matters as assigned from time to time
Good command of spoken and written English
Quick learner, proactive and highly business focused
Excellent organizational skills, including time management, record keeping, self- scheduling, and follow-up
Ability to draft clear and professional correspondence and other documents of a legal, compliance and business nature
Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines
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