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Job Opening details:-
Company Name :- iFAST Financial India
Position Name :- Compliance Executive
Company Location :- Mumbai, Maharashtra
Job Category :- Jobs in Pune
Full Job Description :-
Mumbai | 1 to 3 years of experience
Responsibilities:
Preparation & timely submission of various forms, reports and other documents to Exchanges/Depositories
Assisting in ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time
Assisting in handling Investor Grievances as per regulatory guidelines
Assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
Reviewing & updating company forms and internal documents in line with applicable stock broking / DP guidelines
Liaising with Exchanges, Depositories for routine matters
Any other compliance matters as assigned from time to time
Requirements:
Degree holder
Good command of spoken and written English
Quick learner, proactive and highly business focused
Excellent organizational skills, including time management, record keeping, self- scheduling, and follow-up
Ability to draft clear and professional correspondence and other documents of a legal, compliance and business nature
Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines
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